Principal U.S. Small-Cap ETF
PSCFinancial·Exchange Traded Fund·USA·NASD·Nov 12 • 3:59 PM ET
Price
PSC against its 20, 50 and 200-day averages4.4% under the 52-week high of 70.90 on 13 Aug 2026. 52-week low 53.73 on 20 Nov 2025. Last 15 sessions, 5.7% high to low
the line is the 50-bar volume average
Setup. RS line 66
CANSLIM 1 of 6 — fails: Performance: Year +50% — not on the tape: EPS Growth Qtr Over Qtr: High (>25%); EPS Growth This Year: High (>25%); Institutional Ownership: Over 50%; Average Volume: Over 200K
VCP 5 of 6 — not on the tape: Relative Volume: Under 1
Minervini 3 of 4 — fails: Performance: Year +50%
Zanger 2 of 5 — fails: RSI (14): Not Oversold (>50); Performance: Week +10% — not on the tape: Relative Volume: Over 1.5
Leaders 2 of 5 — fails: 50-Day Simple Moving Average: Price above SMA50; Performance: Year +50% — not on the tape: Average Volume: Over 500K
Breakout 1 of 4 — fails: 52-Week High/Low: New High; 50-Day Simple Moving Average: Price above SMA50 — not on the tape: Relative Volume: Over 2
Growth 0 of 4 — not on the tape: EPS Growth Qtr Over Qtr: High (>25%); EPS Growth This Year: High (>25%); EPS Growth Next Year: High (>25%); Return on Equity: Over +15%
Quality 0 of 5 — not on the tape: Return on Equity: Over +15%; Net Profit Margin: High (>20%); Debt/Equity: Low (<0.1); P/E: Under 25; Current Ratio: Over 1
Value 0 of 4 — not on the tape: P/E: Under 15; P/B: Under 2; Return on Equity: Over +15%; Debt/Equity: Low (<0.1)
Income 1 of 4 — not on the tape: Dividend Yield: Over 2%; Payout Ratio: Low (<20%); P/E: Under 25
Small Cap 1 of 4 — fails: Performance: Year +50% — not on the tape: Float: Under 100M; Average Volume: Over 500K
Accumulation 2 of 4 — not on the tape: Institutional Ownership: Over 30%; Institutional Transactions: Over +10%
Relative Strength 1 of 3 — fails: Performance: Year +100% — not on the tape: Average Volume: Over 500K
Profile
PSCPrincipal U.S. Small-Cap Multi-Factor ETF seeks long-term growth of capital. Under normal circumstances, the fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of U.S. companies with small market capitalizations at the time of purchase. For this fund, companies with small market capitalizations are those with market capitalizations within the range of companies comprising the Russell 2000 Index.
News
latest 14 of 20- 3 Factors That Could Give Struggling Small-Cap ETFs a Boost (Zacks)
- Making Sense Of The Recent Contraction In Real GDP (Seeking Alpha)
- Buckled Up For April's Market Ride (Seeking Alpha)
- CIO Notebook: U.S. Non-Farm Payrolls Provide Comfort As Negotiations Continue (Seeking Alpha)
- How U.S. Small-Cap Stocks Can Overcome The Market Stress Test (Seeking Alpha)
- Small Caps Vs. Large Caps: The Cycle That's About To Turn (Seeking Alpha)
- RSSL: Why I Wouldn't Touch This Cheap Russell 2000 Index ETF (Seeking Alpha)
- The Height Of Policy Uncertainty (Seeking Alpha)
- First Principles In The Face Of Uncertainty (Seeking Alpha)
- Asset Allocation Committee Outlook Q2 2025: The Storm Before The Calm? (Seeking Alpha)
- Trade War, Or Will Cooler Heads Prevail? (Seeking Alpha)
- Increase In Bearish News Is Long-Term Bullish (Seeking Alpha)
- Small, Midcap Equity ETFs May Boost Portfolios (etf.com)
- One Prospect Resources Limited (ASX:PSC) insider upped their stake in the previous year (Simply Wall St.)
Quarterly earnings
actual against estimate
No quarterly earnings.
Annual earnings
No annual earnings.
Estimate revisions
Latest snapshot of each period and type.
No estimate revisions.
Estimate history
No estimate history.
Income statement, annual
No statement data.
Income statement, quarterly
The feed stopped.
No statement data.
Balance sheet, annual
No statement data.
Cash flow, annual
No statement data.
Balance sheet, quarterly
The feed stopped.
No statement data.
Cash flow, quarterly
The feed stopped.
No statement data.
Revenue breakdown
| Revenue split | - |
|---|
Short interest
shares short against float, oldest to newest| Settlement | Of float | Shares short | Float | Avg volume |
|---|---|---|---|---|
| 2026-10-30 | - | 0.0M | - | 132.71K |
| 2026-10-15 | - | 0.0M | - | 126.09K |
| 2026-09-30 | - | 0.0M | - | 123.05K |
| 2026-09-15 | - | 0.0M | - | 130.48K |
| 2026-08-31 | - | 0.0M | - | 129.62K |
| 2026-08-14 | - | 0.0M | - | 111.23K |
| 2026-07-31 | - | 0.0M | - | 115.84K |
| 2026-07-15 | - | 0.0M | - | 117.47K |
| 2026-06-30 | - | 0.0M | - | 127.54K |
| 2026-06-15 | - | 0.0M | - | 123.92K |
| 2026-05-29 | - | 0.0M | - | 162.03K |
| 2026-05-15 | - | 0.0M | - | 163.24K |
| 2026-04-30 | - | 0.0M | - | 182.16K |
| 2026-04-15 | - | 0.0M | - | 187.63K |
| 2026-03-31 | - | 0.0M | - | 192.12K |
| 2026-03-13 | - | 0.0M | - | 190.40K |
| 2026-02-27 | - | 0.1M | - | 150.95K |
| 2026-02-13 | - | 0.0M | - | 145.73K |
| 2026-01-30 | - | 0.0M | - | 124.68K |
| 2026-01-15 | - | 0.0M | - | 161.42K |
Option chain
expiry 2026-11-13| Type | Strike | Bid | Ask | Last | IV | Open int | Volume | Delta | Theta | Vega |
|---|---|---|---|---|---|---|---|---|---|---|
| No option chain for this symbol. | ||||||||||
Latest SEC filings
0| Filed | Form | Description | Period | Link |
|---|---|---|---|---|
| No filings. | ||||
Insider activity by month
| Month | Bought | Buys | Sold | Sells |
|---|---|---|---|---|
| 2026-11 | 0 | 0 | 0 | 0 |
| 2026-10 | 0 | 0 | 0 | 0 |
| 2026-09 | 0 | 0 | 0 | 0 |
| 2026-08 | 0 | 0 | 0 | 0 |
| 2026-07 | 0 | 0 | 0 | 0 |
| 2026-06 | 0 | 0 | 0 | 0 |
| 2026-05 | 0 | 0 | 0 | 0 |
| 2026-04 | 0 | 0 | 0 | 0 |
| 2026-03 | 0 | 0 | 0 | 0 |
| 2026-02 | 0 | 0 | 0 | 0 |
| 2026-01 | 0 | 0 | 0 | 0 |
| 2025-12 | 0 | 0 | 0 | 0 |
| 2025-11 | 0 | 0 | 0 | 0 |
Institutional holders
| Manager | % owned |
|---|---|
| PRINCIPAL FINANCIAL GROUP INC | 45.65% |
| ENVESTNET ASSET MANAGEMENT INC | 7.94% |
| AMERIPRISE FINANCIAL INC | 7.15% |
| PRINCIPAL SECURITIES, INC. | 6.32% |
| RAYMOND JAMES FINANCIAL INC | 5.74% |
| MORGAN STANLEY | 5.56% |
| WELLS FARGO & COMPANY/MN | 4.17% |
| LPL Financial LLC | 3.40% |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 1.31% |
| ROYAL BANK OF CANADA | 1.07% |
Funds
| Fund | % owned |
|---|---|
| SAM Balanced Portfolio | 8.64% |
| SAM Conservative Growth Portfolio | 7.97% |
| SAM Strategic Growth Portfolio | 7.06% |
| SAM Conservative Balanced Portfolio | 2.07% |
| SAM Strategic Growth Portfolio | 1.51% |
| SAM Flexible Income Portfolio | 1.43% |
| SAM Conservative Growth Portfolio | 1.11% |
| SAM Balanced Portfolio | 1.10% |
| Principal LifeTime 2040 Fund | 0.23% |
| Principal LifeTime 2050 Fund | 0.20% |
OakChart. PSC. Cached 15 minutes. Terms
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