OakChart

First Trust Active Factor Small Cap ETF

AFSMFinancial·Exchange Traded Fund·USA·NYSE·Nov 12 • 3:59 PM ET

39.14-0.45 (-1.13%)
2026-11-13 13:51 CET
Market cap
-
Revenue, TTM
- USD m
Net income, TTM
- USD m
Free cash flow, TTM
feed missed
EPS diluted, TTM
-
-
Compare

Price

AFSM against its 20, 50 and 200-day averages
Terms2050200
Patternshover a marker to name it
RS 6334.0036.0038.0040.0042.00107K214KVolumeMay 26Jun 26Jul 26Aug 26Sep 26Oct 26Nov 26AFSMclose 39.1420-day 39.3850-day 39.64200-day 37.8439.1452w high 41.6352-week range, not 6 months

6.0% under the 52-week high of 41.63 on 17 Aug 2026. 52-week low 30.74 on 20 Nov 2025. Last 15 sessions, 6.9% high to low

the line is the 50-bar volume average

Setup. RS line 63
CANSLIM 1 of 6 — fails: Performance: Year +50% — not on the tape: EPS Growth Qtr Over Qtr: High (>25%); EPS Growth This Year: High (>25%); Institutional Ownership: Over 50%; Average Volume: Over 200K
VCP 5 of 6 — not on the tape: Relative Volume: Under 1
Minervini 3 of 4 — fails: Performance: Year +50%
Zanger 2 of 5 — fails: RSI (14): Not Oversold (>50); Performance: Week +10% — not on the tape: Relative Volume: Over 1.5
Leaders 2 of 5 — fails: 50-Day Simple Moving Average: Price above SMA50; Performance: Year +50% — not on the tape: Average Volume: Over 500K
Breakout 1 of 4 — fails: 52-Week High/Low: New High; 50-Day Simple Moving Average: Price above SMA50 — not on the tape: Relative Volume: Over 2
Growth 0 of 4 — not on the tape: EPS Growth Qtr Over Qtr: High (>25%); EPS Growth This Year: High (>25%); EPS Growth Next Year: High (>25%); Return on Equity: Over +15%
Quality 0 of 5 — not on the tape: Return on Equity: Over +15%; Net Profit Margin: High (>20%); Debt/Equity: Low (<0.1); P/E: Under 25; Current Ratio: Over 1
Value 0 of 4 — not on the tape: P/E: Under 15; P/B: Under 2; Return on Equity: Over +15%; Debt/Equity: Low (<0.1)
Income 0 of 4 — fails: Dividend Growth: Growing 2+ Years — not on the tape: Dividend Yield: Over 2%; Payout Ratio: Low (<20%); P/E: Under 25
Small Cap 1 of 4 — fails: Performance: Year +50% — not on the tape: Float: Under 100M; Average Volume: Over 500K
Accumulation 2 of 4 — not on the tape: Institutional Ownership: Over 30%; Institutional Transactions: Over +10%
Relative Strength 1 of 3 — fails: Performance: Year +100% — not on the tape: Average Volume: Over 500K

Profile

AFSM
52-week range, 77% of the way up
30.7441.63

First Trust Active Factor Small Cap ETF seeks to provide capital appreciation. Under normal market conditions, the fund will invest at least 80% of its net assets (including investment borrowings) in U.S.-listed equity securities issued by small capitalization companies. The manager defines small capitalization companies as those that, at the time of investment, have a market capitalization between a minimum of $250 million and the maximum market capitalization of a widely recognized index of small capitalization companies based upon the composition of the index at the time of investment.

Quarterly earnings

actual against estimate

The earnings feed came back with no quarters.

Annual earnings

The earnings feed came back with no years.

Estimate revisions

Latest snapshot of each period and type.

No estimate revisions.

Estimate history

No estimate history.

Income statement, annual

The statement feed did not come back.

Income statement, quarterly

The feed stopped.

The statement feed did not come back.

Balance sheet, annual

The statement feed did not come back.

Cash flow, annual

The statement feed did not come back.

Balance sheet, quarterly

The feed stopped.

The statement feed did not come back.

Cash flow, quarterly

The feed stopped.

The statement feed did not come back.

Revenue breakdown

Revenue split-

Short interest

shares short against float, oldest to newest
SettlementOf floatShares shortFloatAvg volume
2026-10-30-0.0M-17.05K
2026-10-15-0.0M-18.61K
2026-09-30-0.0M-15.46K
2026-09-15-0.0M-17.08K
2026-08-31-0.0M-17.02K
2026-08-14-0.0M-16.71K
2026-07-31-0.0M-17.11K
2026-07-15-0.0M-15.32K
2026-06-30-0.0M-16.02K
2026-06-15-0.0M-16.29K
2026-05-29-0.0M-16.96K
2026-05-15-0.0M-17.36K
2026-04-30-0.0M-18.77K
2026-04-15-0.0M-19.44K
2026-03-31-0.0M-20.52K
2026-03-13-0.0M-17.60K
2026-02-27-0.0M-23.98K
2026-02-13-0.0M-23.13K
2026-01-30-0.0M-25.13K
2026-01-15-0.0M-24.09K

Option chain

Expiry 2026-11-13 · underlying 39.14, quoted 12 Nov 15:59 ET · ATM -

Option quotes -. A date on a row is older than the last session (12 Nov). 0 rows.

Implied move — the ATM straddle is not quoted.

Put/call open interest — no calls · Put/call volume — no calls

IV change is points against the prior close.

TypeStrikeMoneyBidAskLastChgIVOpen intVolumeLast sizeDeltaThetaVega
No option chain for this symbol.

Latest SEC filings

0

The latest 10-Q and 10-K did not come back.

page 1 of 1
FiledFormDescriptionPeriodDocument
No filings.

Insider activity by month

MonthBoughtBuysSoldSells
2026-110000
2026-100000
2026-090000
2026-080000
2026-070000
2026-060000
2026-050000
2026-040000
2026-030000
2026-020000
2026-010000
2025-120000
2025-110000

Institutional holders

Manager% owned
James J. Burns & Company, LLC17.38%
LPL Financial LLC13.75%
JPMORGAN CHASE & CO7.66%
ENVESTNET ASSET MANAGEMENT INC7.14%
TRUIST FINANCIAL CORP6.01%
Cetera Investment Advisers3.05%
MGO ONE SEVEN LLC2.94%
Federation des caisses Desjardins du Quebec2.88%
Kestra Advisory Services, LLC2.37%
Arax Advisory Partners1.98%

Funds

Fund% owned
-

OakChart. AFSM. Cached 15 minutes. Terms

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