U.S. Micro Cap Portfolio ETF Class Shares
DFMCFinancial·Exchange Traded Fund·USA·NYSE·Nov 12 • 3:59 PM ET
Price
DFMC against its 20 and 50-day averages6.7% under the 52-week high of 62.37 on 14 Aug 2026. 52-week low 49.08 on 20 Mar 2026. Last 15 sessions, 5.1% high to low
the line is the 50-bar volume average
Setup. RS line 28
CANSLIM 1 of 6 — not on the tape: EPS Growth Qtr Over Qtr: High (>25%); EPS Growth This Year: High (>25%); Performance: Year +50%; Institutional Ownership: Over 50%; Average Volume: Over 200K
VCP 3 of 6 — not on the tape: 200-Day Simple Moving Average: Price above SMA200; 50-Day Simple Moving Average: SMA50 above SMA200; Relative Volume: Under 1
Minervini 1 of 4 — not on the tape: 200-Day Simple Moving Average: Price above SMA200; 50-Day Simple Moving Average: SMA50 above SMA200; Performance: Year +50%
Zanger 1 of 5 — fails: RSI (14): Not Oversold (>50); Performance: Week +10% — not on the tape: Relative Volume: Over 1.5; 200-Day Simple Moving Average: Price above SMA200
Leaders 1 of 5 — fails: 50-Day Simple Moving Average: Price above SMA50 — not on the tape: 200-Day Simple Moving Average: Price above SMA200; Performance: Year +50%; Average Volume: Over 500K
Breakout 0 of 4 — fails: 52-Week High/Low: New High; 50-Day Simple Moving Average: Price above SMA50 — not on the tape: Relative Volume: Over 2; 200-Day Simple Moving Average: Price above SMA200
Growth 0 of 4 — not on the tape: EPS Growth Qtr Over Qtr: High (>25%); EPS Growth This Year: High (>25%); EPS Growth Next Year: High (>25%); Return on Equity: Over +15%
Quality 0 of 5 — not on the tape: Return on Equity: Over +15%; Net Profit Margin: High (>20%); Debt/Equity: Low (<0.1); P/E: Under 25; Current Ratio: Over 1
Value 0 of 4 — not on the tape: P/E: Under 15; P/B: Under 2; Return on Equity: Over +15%; Debt/Equity: Low (<0.1)
Income 0 of 4 — fails: Dividend Growth: Growing 2+ Years — not on the tape: Dividend Yield: Over 2%; Payout Ratio: Low (<20%); P/E: Under 25
Small Cap 0 of 4 — not on the tape: Float: Under 100M; Average Volume: Over 500K; 200-Day Simple Moving Average: Price above SMA200; Performance: Year +50%
Accumulation 0 of 4 — not on the tape: Institutional Ownership: Over 30%; Institutional Transactions: Over +10%; 200-Day Simple Moving Average: Price above SMA200; Performance: Year Up
Relative Strength 0 of 3 — not on the tape: Performance: Year +100%; 200-Day Simple Moving Average: Price above SMA200; Average Volume: Over 500K
Profile
DFMCU.S. Micro Cap Portfolio ETF is an actively managed strategy that targets the smallest segment of the U.S. equity market, utilizing a systematic, rules-based process to capture the "size premium" through broad diversification. The fund employs a market-capitalization-weighted approach to identify and invest in a vast universe of micro-cap companies while maintaining flexibility to exclude certain securities based on high relative price or low profitability.
Quarterly earnings
actual against estimate
No quarterly earnings.
Annual earnings
No annual earnings.
Estimate revisions
Latest snapshot of each period and type.
No estimate revisions.
Estimate history
No estimate history.
Income statement, annual
No statement data.
Income statement, quarterly
The feed stopped.
No statement data.
Balance sheet, annual
No statement data.
Cash flow, annual
No statement data.
Balance sheet, quarterly
The feed stopped.
No statement data.
Cash flow, quarterly
The feed stopped.
No statement data.
Revenue breakdown
| Revenue split | - |
|---|
Short interest
shares short against float, oldest to newest| Settlement | Of float | Shares short | Float | Avg volume |
|---|---|---|---|---|
| 2026-10-30 | - | 0.0M | - | 25.34K |
| 2026-10-15 | - | 0.0M | - | 23.05K |
| 2026-09-30 | - | 0.0M | - | 25.63K |
| 2026-09-15 | - | 0.0M | - | 27.09K |
| 2026-08-31 | - | 0.0M | - | 27.00K |
| 2026-08-14 | - | 0.0M | - | 23.79K |
| 2026-07-31 | - | 0.0M | - | 30.93K |
| 2026-07-15 | - | 0.0M | - | 39.32K |
| 2026-06-30 | - | 0.0M | - | 37.34K |
| 2026-06-15 | - | 0.0M | - | 57.01K |
| 2026-05-29 | - | 0.0M | - | 65.76K |
| 2026-05-15 | - | 0.0M | - | 76.65K |
| 2026-04-30 | - | 0.0M | - | 79.84K |
| 2026-04-15 | - | 0.0M | - | 89.48K |
| 2026-03-31 | - | 0.0M | - | 170.91K |
Option chain
expiry 2026-11-13| Type | Strike | Bid | Ask | Last | IV | Open int | Volume | Delta | Theta | Vega |
|---|---|---|---|---|---|---|---|---|---|---|
| No option chain for this symbol. | ||||||||||
Latest SEC filings
0| Filed | Form | Description | Period | Link |
|---|---|---|---|---|
| No filings. | ||||
Insider activity by month
| Month | Bought | Buys | Sold | Sells |
|---|---|---|---|---|
| 2026-11 | 0 | 0 | 0 | 0 |
| 2026-10 | 0 | 0 | 0 | 0 |
| 2026-09 | 0 | 0 | 0 | 0 |
| 2026-08 | 0 | 0 | 0 | 0 |
| 2026-07 | 0 | 0 | 0 | 0 |
| 2026-06 | 0 | 0 | 0 | 0 |
| 2026-05 | 0 | 0 | 0 | 0 |
| 2026-04 | 0 | 0 | 0 | 0 |
| 2026-03 | 0 | 0 | 0 | 0 |
| 2026-02 | 0 | 0 | 0 | 0 |
| 2026-01 | 0 | 0 | 0 | 0 |
| 2025-12 | 0 | 0 | 0 | 0 |
| 2025-11 | 0 | 0 | 0 | 0 |
Institutional holders
| Manager | % owned |
|---|---|
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 38.88% |
| BANK OF MONTREAL /CAN/ | 9.00% |
| Valued Wealth Advisors LLC | 1.53% |
| Cambridge Investment Research Advisors, Inc. | 1.21% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0.82% |
| CITADEL ADVISORS LLC | 0.78% |
| GOLDMAN SACHS GROUP INC | 0.75% |
| DIMENSIONAL FUND ADVISORS LP | 0.74% |
| Nuveen, LLC | 0.64% |
| Cypress Point Wealth Management, LLC | 0.47% |
Funds
| Fund | % owned |
|---|---|
| - | |
OakChart. DFMC. Cached 15 minutes. Terms
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